Avantax Works with the SEC to Settle 1st Global Regulatory Matter

Avantax Works with the SEC to Settle 1st Global Regulatory Matter DALLAS – (December 20, 2021) – Avantax® reported today that it has entered into a settlement with the U.S. Securities and Exchange Commission (SEC) on behalf of 1st Global Advisors, Inc., which was acquired by Avantax’s parent in May 2019. As part of the […]

Avantax Acquires Warner Finance, with $258 Million in Client Assets, Further Expanding Northeast Footprint of Avantax’s Employee-based RIA

Avantax Acquires Warner Finance, with $258 Million in Client Assets, Further Expanding Northeast Footprint of Avantax’s Employee-based RIA DALLAS – (Nov. 2, 2021) – Avantax®, a leader in tax-focused financial planning, has acquired Pennsylvania-based Warner Finance, with approximately $258 million in total client assets as of Oct. 11, 2021. The transaction expands the presence of […]

Avantax Welcomes Newest Members of Senior Leadership Team

Avantax Welcomes Newest Members of Senior Leadership Team DALLAS – (Sept. 23, 2021) – Avantax®, a leader in tax-focused financial planning, has added Chief of Staff, Holly Manton, and Vice President of Software Engineering, Suman Aluru, to the company’s Senior Leadership Team.   As Chief of Staff, Manton’s focus includes streamlining strategic projects and initiatives […]

Avantax Completes Acquisition of Headquarters Advisory Group, LLC

Avantax Completes Acquisition of Headquarters Advisory Group, LLC DALLAS – (Aug. 26, 2021) – Avantax℠, a leader in tax-focused financial planning, has closed its acquisition of New Jersey-based Headquarters Advisory Group, LLC, with approximately $1.1 billion in total client assets as of June 30, 2021. The acquisition expands the nationwide footprint of Avantax’s in-house RIA […]

Avantax Agrees to Acquire Headquarters Advisory Group, LLC, with $1.1 Billion in Client Assets, which would Expand Avantax’s In-house RIA to Northeast

Avantax Agrees to Acquire Headquarters Advisory Group, LLC, with $1.1 Billion in Client Assets, which would Expand Avantax’s In-house RIA to Northeast Transaction would enable independent affiliate to monetize its firm, shift administrative tasks to Avantax, and fully focus on growth and superior end-client service   DALLAS – (Aug. 2, 2021) – Avantax℠, a leader […]