Avantax

Avantax
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        • Our Company

        • Learn about our culture and how our 30 year history has forged a new way for CPAs and Financial Professionals to work with Avantax

        • Legal

        • Legal forms, regulations, policies and the Avantax Disclosure Catalog

        • Leadership

        • Information on the benefits Avantax, and options in ways we serve CPAs and Financial Professionals

        • News

        • News and insights from industry professionals and thought leaders on the Avantax team

        • Join Us

        • Information on the benefits of the Avantax model, and what it can do for CPAs and Financial Professionals

        • About

        • Pioneering the future of comprehensive wealth management with a unique perspective on Tax-Smart Investing.

        • Philosophy

        • Our approach empowers Financial Professionals and their clients to make decisions based on holistic strategies

        • Support

        • Information on the Avantax steadfast support that absolutely ensures success for our entire community

        • For Clients

        • How the Avantax Wealth Management team will stand behind your Financial Professional to help you address your personal and financial goals

        • Contact

        • Contact Avantax Wealth Management for support or more information

        • About

        • Learn how Avantax Planning Partners (formerly HKFS) provides services, products and support to CPAs and clients

        • Services

        • We focus on clients’ long-term financial goals and use our GPS (Guidance Planning Strategies) program to layout the plan

        • Asset Management

        • Avantax Planning Partners provide an independent, objective approach to asset management with your needs at the forefront

        • Contact

        • Contact Avantax Planning Partners (formerly HKFS) for support or more information

        • About

        • Learn how Avantax Retirement Plan Services (formerly HKFS Retirement) creates custom quality retirement plans and services supported by a tax-smart strategy

        • For Employees

        • Find out more about how our services can help bring peace of mind, knowing your retirement needs are being met

        • For Plan Sponsors

        • We offer a turnkey retirement plan solution designed to meet our client’s specific goals

        • Contact

        • Contact Avantax Planning Partners (formerly HKFS Retirement) for more information on creating and understanding a custom retirement plan

Avantax Disclosure Catalog (ADC)

All Disclosures

This section provides a list of all Avantax disclosures in alphabetical order that have been included throughout these categories.

529 College Savings Plan Disclosure Form
Annuity Buyer’s Guide 
Avantax Privacy Policy 
Avantax Client Relationship Summary (Form CRS)
Bank Deposit Sweep Program 
Brokerage Account Agreement 
Brokerage Account – Options Account Request 
Brokerage Account – Margin Supplemental Application
Brokerage Account – Penny Stock Agreement
Brokerage REIT Disclosure 
Business Continuity Disclosure Statement
Direct Mutual Fund Account Agreement
Energy General / Limited Partnership Disclosure 
ERISA 408 (b)(2) Disclosure Document – Brokerage Non Managed Account Disclosure 
ERISA 408 (b)(2) Disclosure Document – Group Annuity Account Disclosure 
ERISA 408 (b)(2) Disclosure Document – Retail Direct & Third Party Recordkeeper Disclosure 
ERISA 408 (b)(2) Disclosure Document – IMS Wrap Programs 
ERISA 408 (b)(2) Disclosure Document – IMS NON WRAP Programs

ERISA 408 (b)(2) Disclosure Document – RMS
Exchange Fund Client Disclosure 

Form ADV 2A – Disclosure Brochure
Form ADV 2A – Appendix 1 IMS Access Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Flex Choice Wrap Program Brochure  

Form ADV 2A – Appendix 1 IMS Portfolio Choice Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Prime Wrap Program Brochure  
Form ADV 2A – Appendix 1 IMS Select Portfolios Wrap Program Brochure  
Form ADV 2A – Appendix 1 IMS Unified Choice Wrap Program Brochure  
Form ADV 2A – Appendix 1 IMS Direct Wrap Program Brochure  

Fee Only Variable Annuity Disclosure Form
Fee Only Indexed Annuity Disclosure Form

Avantax Planning Partners Client Relationship Summary (Form CRS)
Indexed Annuity Disclosure
Insurance Purchasing / Exchange Disclosure – Variable Annuities IPED
Insurance Purchasing / Exchange Disclosure – Qualified Retirement Plans
Letter of Acknowledgement Regarding Change in Investment Portfolio
Variable Universal Life (VUL) Form 
Limited Liability Co / Limited Partnership (LLC/LP) Disclosure 
Mutual Fund Buyer’s Guide
Mutual Fund Disclosure
NFS LLC: A Guide to Your Brokerage Account
Order Execution & Routing Practices 
Regulation Best Interest (Reg BI) Disclosure document
Schedule of Fees
Structured Products Guide