Avantax Disclosure Catalog (ADC)
All Disclosures
This section provides a list of all Avantax disclosures in alphabetical order that have been included throughout these categories.
529 College Savings Plan Disclosure Form
Annuity Buyer’s Guide
Avantax Privacy Policy
Avantax Client Relationship Summary (Form CRS)
Bank Deposit Sweep Program
Brokerage Account Agreement
Brokerage Account – Options Account Request
Brokerage Account – Margin Supplemental Application
Brokerage Account – Penny Stock Agreement
Brokerage REIT Disclosure
Business Continuity Disclosure Statement
Direct Mutual Fund Account Agreement
Energy General / Limited Partnership Disclosure
ERISA 408 (b)(2) Disclosure Document – Brokerage Non Managed Account Disclosure
ERISA 408 (b)(2) Disclosure Document – Group Annuity Account Disclosure
ERISA 408 (b)(2) Disclosure Document – Retail Direct & Third Party Recordkeeper Disclosure
ERISA 408 (b)(2) Disclosure Document – IMS Wrap Programs
ERISA 408 (b)(2) Disclosure Document – IMS NON WRAP Programs
ERISA 408 (b)(2) Disclosure Document – RMS
Exchange Fund Client Disclosure
Form ADV 2A – Disclosure Brochure
Form ADV 2A – Appendix 1 IMS Access Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Flex Choice Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Gateway Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Portfolio Choice Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Prime Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Select Portfolios Wrap Program Brochure
Form ADV 2A – Appendix 1 IMS Unified Choice Wrap Program Brochure
Fee Only Variable Annuity Disclosure Form
Fee Only Indexed Annuity Disclosure Form
Avantax Planning Partners Client Relationship Summary (Form CRS)
Indexed Annuity Disclosure
Insurance Purchasing / Exchange Disclosure – Variable Annuities IPED
Insurance Purchasing / Exchange Disclosure – Qualified Retirement Plans
Letter of Acknowledgement Regarding Change in Investment Portfolio
Variable Universal Life (VUL) Form
Limited Liability Co / Limited Partnership (LLC/LP) Disclosure
Mutual Fund Buyer’s Guide
Mutual Fund Disclosure
NFS LLC: A Guide to Your Brokerage Account
Order Execution & Routing Practices
Regulation Best Interest (Reg BI) Disclosure document
Structured Products Guide
Schedule of Fees