Retirement Plans - Disclosure Catalog
Retirement Plans
This section includes documents that include a description of the services that Avantax Investment ServicesSM and/or Avantax Advisory Services (Firm) is providing to you with respect to your retirement plan(s) and the compensation that we receive in connection with these services.
- ERISA 408 (b)(2) Disclosure Document – Brokerage Non Managed Account Disclosure
- ERISA 408 (b)(2) Disclosure Document – Group Annuity Account Disclosure
- ERISA 408 (b)(2) Disclosure Document – Retail Direct & Third Party Recordkeeper Disclosure
- ERISA 408 (b)(2) Disclosure Document – IMS Wrap Programs
- ERISA 408 (b)(2) Disclosure Document – RMS
- ERISA 408 (b)(2) Disclosure Document – IMS NON WRAP Programs
- Retirement Plan Options – IRA Decision Guide